Neo Risk Investment Advisors Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Chen, James Zhao Teng 陳騰昭		M	AQY139	RO	2015-02-05	2020-03-31
2	Kim, Harold Ho Young		M	ACS329	RO	2015-02-05
3	Loh, Yeong Shang		M	BCJ382	Rep	2018-08-10	2020-03-25

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