Sarafin Capital Partners Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Chan, Kak Chi 陳格致			BNE795	Rep	2019-09-04
2	D'Souza, Felix Otto (SFC:AEN822)		M	AEN822	RO	2013-06-11	2025-10-08
3	Jamet, Nicolas Jean-Claude Bernard		M	APB267	Rep	2013-06-18	2014-08-28
					RO	2014-08-28	2016-08-31
4	Mercer, Alan Kenneth 麥兆麟	63	M	ABX208	RO	2013-06-11

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