Lucky Guosheng Securities Limited 幸運國盛證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Ho, Dick Wai Leung 何偉良		M	AGL919	RO	2018-10-23
2	Lau, Wing Ho (SFC:AJN820) 劉永浩			AJN820	RO	2018-10-23	2019-08-31

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