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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Huang, Songyuan 黃頌源	43	M	ALT875	RO	2007-09-27	2019-07-29
2	Li, Yu Wai 李予偉			BCI798	Rep	2017-07-04	2019-07-12
3	Liu, Stefan 劉欣諾	53	M	ALB909	RO	2004-10-20	2019-07-29
4	Wong, Ping Hang 黃秉衡			BBQ017	Rep	2015-01-23	2019-06-21

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