SHANXI SECURITIES INTERNATIONAL LIMITED 山證國際證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2019 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chen, Shizhe 陳詩哲 |
|
|
BMR357 |
Rep |
2018-10-16 |
|
| 2 |
Cheng, Yuen Man (SFC:BAJ473) 鄭苑雯 |
|
|
BAJ473 |
Rep |
2019-03-20 |
2019-07-16 |
| 3 |
Cheung, Siu Kai 張兆佳 |
|
|
ALQ630 |
RO |
2018-12-21 |
2019-10-31 |
| 4 |
Cheung, Tsz Wai (SFC:AUT495) 張子偉 |
|
|
AUT495 |
Rep |
2015-06-15 |
2024-12-10 |
| 5 |
Cheung, Wai Hang 張煒桁 |
|
|
BAG339 |
Rep |
2019-03-01 |
2020-04-15 |
| 6 |
Dai, Gaogeng 戴高峰 |
|
|
BOD913 |
Rep |
2019-04-16 |
2019-12-05 |
| 7 |
Guo, Zhen (SFC:BJN521) 郭震 |
|
|
BJN521 |
Rep |
2018-02-14 |
|
| 8 |
He, Xiaoshen 賀晓深 |
|
|
BOF577 |
Rep |
2019-04-02 |
2021-12-11 |
| 9 |
Kong, Ki Fung (SFC:AMF054) 江琦峰 |
|
|
AMF054 |
RO |
2018-02-08 |
|
| 10 |
Kwan, Kai Yiu 關啟堯 |
|
|
AVH540 |
Rep |
2018-10-08 |
2021-06-16 |
| 11 |
Lam, Chun Yim 林駿棪 |
|
|
AUO078 |
Rep |
2019-02-14 |
2020-04-03 |
| 12 |
Lam, Kwok Wa 林國華 |
|
|
BGR160 |
Rep |
2017-06-02 |
|
| 13 |
Lau, Chu Kwok 劉儲國 |
|
|
BHR198 |
Rep |
2017-03-16 |
2019-10-31 |
| 14 |
Lau, Peggy Suk Ching 劉淑貞 |
|
F |
BJH295 |
Rep |
2017-07-04 |
2019-10-31 |
| 15 |
Law, Tsz Shing 羅子成 |
|
|
BGB433 |
Rep |
2017-07-05 |
2021-06-11 |
| 16 |
Liang, Fei (SFC:BLK911) 梁飛 |
|
|
BLK911 |
Rep |
2017-12-22 |
2023-10-31 |
| 17 |
Poon, Chun Ming 潘俊銘 |
|
|
BFR074 |
Rep |
2018-12-03 |
2021-03-19 |
| 18 |
Shi, Zhensong 石振嵩 |
|
|
AUR648 |
Rep |
2019-02-27 |
2025-06-03 |
| 19 |
Tam, Siu Ling (SFC:BOF193) 譚少玲 |
|
|
BOF193 |
Rep |
2019-04-16 |
2021-02-16 |
| 20 |
Tan, Li (SFC:BKV411) 譚莉 |
|
|
BKV411 |
Rep |
2017-11-09 |
2025-05-06 |
| 21 |
Tang, Wai Choi 鄧偉財 |
|
|
AUD732 |
Rep |
2015-08-20 |
2022-04-30 |
| 22 |
Tse, Man Tik Mondy 謝文迪 |
|
|
BOA777 |
Rep |
2019-01-25 |
2020-10-09 |
| 23 |
Tse, Sunny Sheung Lai (SFC:APB109) 謝尚禮 |
|
M |
APB109 |
RO |
2019-01-23 |
2022-02-21 |
| 24 |
Wang, Chuan (SFC:BHF645) 王川 |
|
|
BHF645 |
Rep |
2019-03-11 |
2021-12-01 |
| 25 |
Wong, Philip Chi Hung 王智雄 |
|
M |
ATE768 |
RO |
2019-04-03 |
2022-08-19 |
| 26 |
Wong, Wai Lung (SFC:BFS852) 黃偉龍 |
|
|
BFS852 |
Rep |
2019-02-27 |
2023-01-13 |
| 27 |
Wong, Yui Yin (SFC:BNY123) 黄睿妍 |
|
|
BNY123 |
Rep |
2019-01-30 |
2020-08-26 |
| 28 |
Yang, Xin (SFC:BLP894) 楊昕 |
|
|
BLP894 |
Rep |
2018-02-06 |
2025-05-06 |
| 29 |
Yeung, Yan Chuen 楊恩存 |
|
|
APD434 |
Rep |
2016-03-16 |
2019-09-26 |
| 30 |
Yuan, Yuan (SFC:ASM187) 原渊 |
|
|
ASM187 |
RO |
2018-02-21 |
|
| 31 |
Zhang, Dingen 張丁恩 |
|
|
BHO395 |
RO |
2016-08-19 |
|
| 32 |
Zhang, Xinming (SFC:BID694) 張新明 |
|
|
BID694 |
Rep |
2018-12-07 |
2025-05-06 |
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