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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2019	⚥	SFC ID	Role	From	Until
1	Attrux, Joseph Frank 岳祖誠		M	AUJ528	RO	2016-04-20	2020-07-31
2	Geary, Marc Francis Andrew		M	AVS841	RO	2016-04-20	2020-07-31
3	Soh, John Yong Ye		M	BMQ959	Rep	2018-05-18	2019-10-18

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