China New Securities Limited 中新證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Chan, John Kin Wai 陳健偉		M	AGD731	RO	2015-11-19	2018-11-30
2	Chan, Oscar Ching Fan 陳政勳		M	AJI806	RO	2015-11-19	2018-02-10
3	Yang, Tao (SFC:BFD115) 楊濤			BFD115	Rep	2018-08-10	2023-08-01

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