Rivendell Partners Limited (HK)

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Harris, Carl James		M	BLV215	RO	2018-05-24	2018-10-18
2	Shang, Pei Chun 尚培鈞			AOM976	RO	2018-05-24	2019-08-30
3	Ying, Long Shang Alex 殷尚龍			BLV213	RO	2018-05-24	2019-06-25

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