Brookfield Advisors (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Hall, Jeremy George		M	ATD521	RO	2017-05-15	2023-07-07
2	Lam, Ching Man (SFC:BDR322) 林靜雯			BDR322	Rep	2017-02-08	2018-08-10
3	Loh, Elizabeth J. 樂家寧		F	ACC527	Rep	2017-02-14	2018-09-14
4	Mercier, Stuart		M	BDH940	RO	2017-05-22	2024-04-01
5	Nicholls, Paul Stewart (SFC:ARD920)		M	ARD920	RO	2017-01-04	2018-11-30
6	Suh, Won Bin 徐源斌			BDH938	Rep	2018-02-05	2021-05-01
7	Thassim, Niel (1973)	45	M	AOG997	RO	2017-01-04	2024-07-22

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