ROCKPOOL CAPITAL LIMITED 摩石資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Koo, Maurice Win-Chong 顧永祥		M	AWZ621	RO	2018-07-09
2	Lin, Sunming 林孫明			BAQ668	RO	2018-07-09	2023-02-14
3	Wong, Benjamin Malcolm 黃務騰		M	APJ685	RO	2018-07-09

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