Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Lam, James Ting Kin 林廷堅		M	APG202	RO	2017-12-29
2	Lam, Samuel Ka Chi 林嘉智		M	AMU812	Rep	2017-04-10	2018-07-04
3	Lam, Yi Wang 林怡泓			BDE258	Rep	2014-04-23	2018-08-23
4	Wang, Daniel Hua-chang		M	AIO089	RO	2011-03-02	2018-08-24
5	Wang, Jerry Hua-lin 王華麟		M	ACA277	RO
6	Zhang, Jie (SFC:BJL754) 張洁			BJL754	Rep	2017-05-02	2018-08-29

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