uSmart Securities Limited 盈立證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Fung, Siu Hung 馮兆鴻			AEN773	RO	2017-07-13	2018-12-09
2	Tan, Dao Gyng 陳道烱			APH716	RO	2017-07-13	2019-09-30

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