AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Lam, Terence Chung Han 林忠漢		M	AGT968	RO	2011-06-21	2019-01-29
2	Tinker, Mark Andrew	56	M	BBT883	RO	2015-01-06	2019-01-29

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