EFM ASSET MANAGEMENT LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Abdallah, Damien John		M	BHO976	Rep	2016-06-13	2020-01-01
2	Emmanuel, Jeffrey Gerard		M	AXR096	RO	2015-11-04
3	Walker, Angus Campbell		M	BHO970	Rep	2016-06-13	2023-10-31
4	Warwick, Martin Frank		M	BFJ791	RO	2015-11-04
5	Wilson, Anthony Casey		M	AGB940	RO	2016-06-20	2020-03-19

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