Shanggu Securities Limited 上古證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2018	⚥	SFC ID	Role	From	Until
1	Cheng, Dickson 鄭迪舜	49	M	AGP527	RO	2018-02-05	2021-12-31
2	Leung, Wai Nam 梁偉南			AGH932	RO	2018-02-05	2024-04-17
3	O'Yang, Wiley 歐陽偉立	56	M	AEH460	RO	2018-02-05

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