China Enterprise Capital Company Limited 華業金控資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Lee, Man Wood 李文活			BKB920	RO	2017-12-15	2018-06-15
2	Sam Chang, Segundo Willy 沈維理		M	AHE451	RO	2017-12-15	2019-04-03
3	Sung, Ronald Hiu Fai 宋曉輝	40	M	AIU569	RO	2017-12-15	2018-06-30
4	Ying, Tak Sun Nelson 應德信			AMY780	RO	2017-12-15

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