DES Asset Management Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Adam, Frederic Cyrille G.		M	BHK606	RO	2016-06-17	2018-04-26
2	Chan, Pui Yin (SFC:BJG225) 陳沛言			BJG225	Rep	2017-04-18	2018-03-11
3	Cheung, David Ching Leung 張正樑	50	M	AFY173	RO	2015-03-03	2017-07-26
					Rep	2017-11-29	2018-02-07
4	Chin, Lai Heng 陳麗卿			AEN537	RO	2015-03-03	2016-06-30
5	Snaith, Julian Nicolas		M	AGA808	Rep	2015-03-06	2017-07-31
6	Stockford, Michael (1959)	58	M	AEU267	RO	2015-03-03	2019-06-17

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