DRAGON CAPITAL MANAGEMENT (HK) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Ainsworth, David Nicholas	58	M	ACA981	Rep	2016-08-15	2021-08-31
2	Boldt-Christmas, Martin		M	ANG433	Rep	2015-07-10	2017-01-01
3	Cuthbert, Ailsa Ross		M	AAB783	Rep	2017-09-21
4	Hamada, Kenji			BLL357	Rep	2017-11-10
5	Leung, Maria Shuk Man 梁淑敏		F	ANA145	RO	2008-01-28	2024-08-01
6	Nguyen, Tung Kim			AQE677	RO	2008-01-28	2009-06-01
7	Ryder, Raymond Peter		M	AQE676	RO	2008-01-28	2010-08-16
8	Schurch, Beat			ATD465	RO	2014-04-16
9	Scriven, Dominic Timothy Charles	54	M	AAI329	RO	2010-08-13
10	Spence, Andrew Charles		M	ANV216	Rep	2015-07-10	2017-01-01

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