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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Shea, Patrick Kwok Hing 佘國興		M	AAC349	RO	2015-12-28	2018-11-09
2	Shum, Yuen Fai 沈遠輝			AXG206	RO	2017-09-07	2019-12-15

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