Advent Securities (Hong Kong) Limited 宏智證券(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Ng, Tze Chung 吳子聰			ALA304	RO	2017-06-19	2018-06-20
2	So, Kin Fan 蘇健勳			AFA388	RO	2017-06-19	2017-11-22

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