PINERION INVESTMENT ADVISORY LIMITED 鼎安投資顧問有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Li, David Yin Hei 李衍熹		M	AVT129	RO	2017-06-26	2021-09-30
2	Ng, Shung Kai 吳崇佳			ARE819	RO	2017-06-26	2021-09-30

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