INNOVATION ASSET MANAGEMENT CO., LIMITED 鼎新資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Guo, Zhixi			BCQ938	RO	2017-06-08	2019-01-10
2	Huang, Xiaobo (SFC:ALZ455) 黃小波			ALZ455	RO	2017-06-08	2018-07-17

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