C.P. FINANCIAL MANAGEMENT LIMITED 中和資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Lee, Henry Sze Chung 李思聰		M	AWV262	RO	2017-02-22	2017-10-30
2	Pao, Lik 鮑力			AEY552	RO	2016-12-13	2020-10-22

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