SBI E2-Capital Securities Limited 軟庫金匯證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Kwok, Ying Cheuk 郭英卓			AKU150	RO	2017-02-21	2022-11-01
2	Lam, Kevin Kai Wing 林繼榮		M	ABM100	RO	2017-02-21	2018-07-15

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