Aspenwood Capital Limited 嘉桓資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2017	⚥	SFC ID	Role	From	Until
1	Chan, Kin Pan 陳健斌			AZB954	RO	2016-11-15
2	Fok, Ka Lei 霍嘉莉			BHT628	Rep	2016-12-06	2017-03-22
3	Lam, Christopher Chung Wai 林仲煒		M	BFM369	Rep	2016-12-06	2017-03-11
4	Lee, Chi Chung (SFC:BFU199) 李志聰			BFU199	Rep	2017-01-10	2017-02-13
					RO	2017-02-13
5	Leung, David Lut Yan 梁律仁		M	BHR662	RO	2016-11-15	2017-07-31

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