City Financial Investment Company (Hong Kong) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Barker, Geoffrey Charles		M	ADF374	RO	2013-12-03	2019-08-16
2	Bibby, Nicholas Paley		M	ADB688	RO	2013-12-03	2019-08-16
3	Li, Ronald Wing Chung 李穎中		M	ASU509	RO	2014-09-26	2018-07-31
4	Scrase, Neil John 單國雄		M	AME544	Rep	2013-12-04	2019-08-16

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