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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Cheng, Tim Tak Ming 鄭德明		M	ALB234	RO	2016-09-22	2017-03-15
2	Lam, Man Lun 林文倫			ADL530	RO	2016-09-22	2020-03-13
3	Zhang, Qing (SFC:ALA368)			ALA368	RO	2016-09-22

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