CHARLES-LIM CAPITAL LIMITED

• Key Data
• Officers
• Overlaps
• SFC licenses

• All ranks
• Main board summary
• Licensee stats
• Licensees
• SFC web
• FAQ

• Current
• History

Take me back:

Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Charles, Keiren			AUV598	RO	2010-03-31
2	Li, Licong 李麗聰			BIQ846	Rep	2016-12-19
3	Lim, Shueh Yung			AUV601	RO	2010-03-31
4	Tse, Phoebe Yuen Ting 謝宛庭		F	APH924	Rep	2015-12-18	2021-04-26
5	Yip, Shiu Lun 葉兆麟			AOB531	Rep	2015-05-19	2020-05-06

---

Copyright & disclaimer, Privacy policy

Back to top

---