FIVE STATES CAPITAL RESOURCES LIMITED 五洲資本有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Lau, Man Yuen 劉文元			AEE491	RO	2016-11-09	2017-06-15
2	Soong, Gary Yuk Lun 宋煜麟		M	ADP887	RO	2016-11-09	2017-01-27

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