Kai Yin Securities Limited 凱銀證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Chan, Alex Chi Hung 陳志雄		M	AAB402	RO	2016-08-31	2017-07-31
2	Choy, Yau Fai 蔡佑徽			AQQ237	RO	2016-08-31	2021-01-05

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