C.M. Capital Advisors (HK) Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Lam, Chat Yu 林澤宇	64	M	ADB487	RO	2016-07-06	2024-06-01
2	Madding, Bruce Wallace		M	BHF798	RO	2016-07-06	2017-01-05
3	Seibert, Keith Edward		M	BHF795	RO	2016-07-06	2019-04-15

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