SR Wealth Securities Limited 中富證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Hung, Cho Yan 洪祖恩			ALF771	RO	2016-08-25	2019-01-02
2	Mou, Shuk Han 繆淑嫻			ALN988	RO	2016-08-25	2018-11-11

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