Prior Asset Management Limited 昇悅資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Chiu, Sheung Yuk 趙嫦玉			AKU355	RO	2016-09-14	2018-10-15
2	Lam, Chin Ming 林展明			AIL023	RO	2016-09-14	2021-11-19

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