HSBC SECURITIES (ASIA) LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Chan, Hon Wah (SFC:ABN589) 陳漢華			ABN589	Rep	2008-11-19	2018-08-31
2	Pablo, Gerardo Gonzalez 巴布羅		M	AFZ873	RO	2010-11-11	2018-08-31
3	Patel, Rakesh (SFC:ALI605)		M	ALI605	RO	2006-05-16	2018-08-31

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