ACU SECURITIES LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Lai, Iven Tak Leung 黎德良		M	AAG867	RO	2016-02-18	2019-03-29
2	Lai, Ming Him 黎銘謙			AZF662	Rep	2016-05-11	2016-06-17
3	Lo, Thomas Y Yu 盧韋耀		M	AFR473	RO	2016-02-18	2016-06-30

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