China Prospect Securities Limited 中國保盛證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Chan, Esmond Wai Chi 陳偉智			AVY495	RO	2016-02-23	2017-04-18
2	Tam, Wing Shu 譚永樹			ABA406	RO	2016-01-22	2017-01-27

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