Equities First Holdings Hong Kong Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2016	⚥	SFC ID	Role	From	Until
1	Au, Stephen Cheuk Yue 區卓裕		M	AGB204	RO	2015-09-17	2016-04-21
2	Cheung, Muson Shut Shing 張述誠			ACY868	Rep	2016-02-03	2016-03-15
3	De Filippo, Vincent		M	BFJ409	RO	2015-09-17	2019-01-14

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