Whitestone Securities Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Kim, Thomas Dong Hoon 金東勳			AZB932	RO	2012-04-17	2013-05-22
2	Lee, Jae Won (SFC:AXF100) 李宰源			AXF100	RO	2012-04-17	2012-10-17

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