CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 凱雷香港股權管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Chu, Seok Don 朱石暾			ARO246	RO	2013-12-30	2023-12-31
2	Su, Yu (SFC:AQG546) 蘇宇			AQG546	RO	2012-04-30
3	Tung, Tai Wei David 董大偉			ABS924	RO	2015-03-30	2021-03-31

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