KARST PEAK CAPITAL LIMITED

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Fan, Ye (SFC:AZB952) 范曄			AZB952	RO	2012-03-16	2019-01-11
2	Guo, Xiang (SFC:BFX530) 郭翔			BFX530	Rep	2015-08-07	2017-01-10
3	Kim, Jee Yeon 金志妍			ANM620	Rep	2013-04-29	2018-01-26
4	Leitzes, Adam Gregory		M	AZB951	RO	2012-03-16	2025-01-13
5	Leitzes, Kim My Phuong			AZB953	RO	2012-03-16	2018-02-08
6	Yu, Huiling 俞慧玲			AVL564	Rep	2015-07-20	2020-10-30

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