Austen Capital Management Limited 鼎豐資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Kong, Raymond Chiu San 江朝新	57	M	AAH157	Rep	2015-08-06	2015-09-09
2	Tsui, Ivan Kun Lam 徐觀林	60	M	ACG508	RO	2015-03-31	2017-05-31

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