Neuberger Berman Asia Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Bao, Hui Ying 鮑慧穎 AQH585 Rep 2011-11-11 2015-06-13
2 Boon, Yan Taw 溫演道 AXQ380 Rep 2013-11-05 2022-09-29
3 Chan, Christy Wai Nga 陳慧雅 F AQG586 Rep 2013-09-11 2020-05-11
4 Chan, Kwan Ho (SFC:APN775) 陳鈞浩 APN775 Rep 2014-06-12 2022-12-16
5 Chan, Pui Kwan (SFC:ALF667) 陳佩君 ALF667 Rep 2014-06-23
6 Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 AEQ438 Rep 2014-06-16 2020-12-04
7 Choy, Elina Elaine Yee Ling 蔡懿翎 F AMX707 Rep 2014-02-04 2017-02-01
8 Du, Yanyi 杜延奕 AGB123 Rep 2012-09-24 2017-04-28
9 Dyer, Michael John (SFC:ANH060) M ANH060 Rep 2015-05-13 2019-04-28
10 Gan, Ying 干迎 AXZ691 Rep 2011-10-19 2017-04-28
11 Gao, Xinyu (SFC:AYW246) 高新宇 AYW246 Rep 2012-02-03 2017-04-28
12 Henchman, Jason Christopher D. M AMS676 RO 2010-05-31 2024-07-25
13 Hoar, Nicholas John Francis 48 M AXR713 RO 2012-03-21 2022-07-29
14 Holzherr, Thomas Markus M AVS009 Rep 2012-06-01 2025-01-31
15 Jiang, Bo (SFC:AWD081) 姜博 AWD081 Rep 2012-05-07 2015-07-11
16 Ke, Wei (SFC:BAR240) 柯伟 BAR240 Rep 2013-01-09 2017-04-28
17 Kwang, Mang Tak 鄺孟德 ACN932 RO 2014-09-24 2025-01-03
18 Lam, Linda Lam 林霖 F AGP663 Rep 2015-03-06
19 Liu, Du 劉都 AOR274 Rep 2013-09-11 2017-04-28
20 Luk, Tsz Yan (SFC:BBW116) 陸梓欣 BBW116 Rep 2013-09-11 2017-06-16
21 McGrath, Danielle Marie (SFC:AYO990) F AYO990 Rep 2011-12-07 2016-06-09
22 Ng, Hoi Yin (SFC:APZ135) 吳凱燕 APZ135 Rep 2015-03-26
23 Okita, Bradley M APH490 Rep 2013-03-11 2017-04-28
24 Pang, Maggie Man Yee 彭雯兒 F APZ425 Rep 2013-05-06
25 Serocold, Mark Joseph Pearce M AWI427 Rep 2012-05-02 2016-04-05
26 So, Chi Kay 蘇智琪 BDM977 Rep 2014-06-05 2024-08-15
27 Tam, Kin Wo 譚健和 AYZ048 Rep 2013-07-29 2019-03-19
28 Tam, Yuk Yin 譚鈺燕 BDW776 Rep 2014-08-05 2016-09-09
29 Tang, Annie Yue Wai 鄧宇蕙 F APL963 Rep 2015-02-18
30 Tang, Ka Nam 鄧嘉南 AFM342 Rep 2014-05-07 2018-11-02
31 Tang, Lihui 湯禮輝 AQI649 Rep 2008-04-23 2017-04-28
32 Tsang, Lok Ching 曾樂正 BBJ687 Rep 2013-06-03
33 Watkins, Junjie 趙俊杰 AQS396 Rep 2008-03-27 2015-09-06
34 Weng, Youyi 翁有誼 AVV680 Rep 2010-09-07 2017-04-28
35 Williams, Douglas Brock M AQX957 Rep 2008-11-25 2017-07-14
36 Wong, Calvin Su-Chi 黃書棋 M BBU724 Rep 2014-10-22 2017-04-28
37 Wong, Johnny Yat Hong 黃日康 M ABV900 Rep 2012-10-25 2015-07-01
38 Yao, Yulin (SFC:AQI648) 姚毓林 AQI648 RO 2009-05-18 2017-04-20
39 Yip, Christopher Chi Yan 葉志恩 M ALF219 Rep 2015-01-22 2016-05-01
40 Yu, Adrianne Jia Yan 余家延 F ARQ478 Rep 2011-07-25 2017-04-28
41 Yuen, Wai Kin (SFC:AVM568) 阮惠健 AVM568 Rep 2014-02-07

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