DaoKou Securities Limited 道口證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Chau, Samiel Chung Yin 周中彥			AAV692	RO	2014-06-27	2020-10-31
2	Chen, Hsiang-Ju (SFC:ARA546) 陳香如			ARA546	Rep	2014-08-08	2017-04-10
3	Lee, Chun Leung (SFC:ABM913) 李振樑			ABM913	Rep	2014-11-14	2015-05-13

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