Legal & General Investment Management Asia Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2015	⚥	SFC ID	Role	From	Until
1	Chan, Sindy Sin Nei 陳仙妮		F	ASC731	Rep	2013-10-31	2024-09-30
2	Flynn, Alan Gordon (SFC:ALH871)		M	ALH871	RO	2013-07-22	2018-10-24
3	So, Paul Ho Ching 蘇浩程		M	AQD146	RO	2014-12-01	2020-12-31
4	Wu, Janice Ho Kwan 胡可筠		F	ADV920	RO	2013-07-22	2023-04-12

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