China Sunrise Asset Management Limited 華升資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Shih, Yuen Chi 施婉智			ASE819	RO	2014-10-09	2016-05-25
2	Yan, Po Kwan 甄寶群	52	F	ADP430	RO	2014-10-09	2015-10-31

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