Pearl Street Advisors Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Chan, Derek Kai Lek 陳紀律		M	ADS911	Rep	2014-07-18	2014-07-29
2	McCafferty, Gregory Dominic		M	AJF240	Rep	2014-04-11	2014-12-23
3	Monaco, Thomas John		M	ADN776	RO	2013-09-09	2023-08-05
4	Spetalnick, Jeff Robert		M	BBK882	RO	2013-09-09	2015-07-15
5	Tsai, Sze Wui 蔡詩滙			AVH108	Rep	2014-05-16	2014-07-17

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