DaoKou Asset Management Limited 道口資產管理有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Ho, King Fai 何勁輝			ANV293	RO	2014-06-05	2015-06-30
2	Ho, Ting Kay 何定錤			AEH400	RO	2014-06-05	2015-04-30
3	Lee, David (SFC:AHX965) 李家偉		M	AHX965	RO	2014-06-05	2015-07-31
4	Tse, Ming Fun 謝銘勳			AJC830	Rep	2014-11-27	2015-07-31

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