NT Securities Asia Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Arnott, Robert Lauriston John	43	M	BBY536	RO	2014-06-03	2017-08-31
2	Buckley, Robert James Hugh	36	M	BBY530	RO	2014-06-03	2016-11-11

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