Guard Capital Management Limited

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Bedwick, Allan Leon David		M	AFK479	RO	2014-07-07	2017-11-08
2	Giefing, Sean Gerrard		M	BDV262	Rep	2014-07-21	2017-07-18
3	Lim, Leland 林伯熙			AFH198	RO	2014-07-07	2017-08-07

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