Pleiad Investment Advisors Limited 磊亞投資顧問有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	SFC ID	Role	From	Until
1	Lee, Kenneth Sea Leong 李思亮		M	AYS141	RO	2014-06-13
2	Taniguchi, Masaki 谷口正樹			AOD538	RO	2014-06-13
3	Yoshino, Michael Stephen		M	AWX474	RO	2014-06-13

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